About LPL Financial
• From the Chairman
• Executive Team
• History
• LPL Financial
in the Community • Affiliates • Financials
Individual Investors
in the Community • Affiliates • Financials
• Find an LPL
Financial Advisor • Why Use an LPL
Financial Advisor? • How We Support
Your Advisor • Objective Guidance
and Advice • Unbiased Research
and Solutions • Calculators
Independent Financial Advisor • Why Use an LPL
Financial Advisor? • How We Support
Your Advisor • Objective Guidance
and Advice • Unbiased Research
and Solutions • Calculators
Advisor Services
Clearing Services
| Boston LPL Financial One Beacon Street, 22nd Floor Boston, MA 02108 |
Charlotte LPL Financial 5 Coliseum Centre 2810 Coliseum Centre Drive Charlotte, NC 28217 |
San Diego LPL Financial 9785 Towne Centre Drive San Diego, CA 92121 |
To assist you with your job search, here is a brief overview of the types of jobs you will find in each of our departments. Please note that this list is not comprehensive and may be subject to change.
Broker/Dealer Support Services
- Account Transfers

- Advisory Operations

- Alternative Investments

- Annuity Operations

- Direct Business

- Documents and Imaging

- Journals

- Margins

- New Accounts

- Retirement

- Money Desk Receipts/Disbursements

- Statements/Tax Reporting

- Corporate Actions/Dividends & Interest

- Custody

- Mutual Fund Trading and Operations, including ACAT Fails, Corrections, Dividends, Omnibus Trading, MF Trading/Reconciliation, Money Market Funds, Insured Cash Accounts

- Purchases and Sales

- Settlements

- Service Center, including Quality Assurance Team and Training

- Equity and Fixed Income Trading
Business Technology Services
- Business Products Systems

- Home Office Systems

- Quality Assurance

- Technology Strategy

- Data Center

- Business Technology Service Governance
Corporate Shared Services
- Research

- Corporate Marketing

- Finance

- Enterprise Risk Management

- Product Development

- Legal

- Human Capital

- Strategic Planning
Custom Clearing Services
- Advisory Sales and Support

- Legal and Risk Management

- Marketing and Communications

- Project Management Office

- Training
Independent Advisor Services and Institution Services
- Advisory Consulting Services

- Regional Recruiting/Branch Development

- Business Development, including Relationship Management, Business Solutions, Business Consulting and Succession Planning

- Sponsor Relations

- Insurance Associates

- Compliance, including Advertising, Audit, Advisory, Surveillance/Supervision and Registration
